Head of Internal Audit - Director

Overview As Head of Internal Audit, you will design and lead a risk-based internal audit function for Swissquote, reporting to the Board. You’ll oversee governance, risk management and controls, guiding the transition from outsourcing to a robust in-house capability with a co-sourced model. You’ll embed data analytics, IT audit, and QAIP to strengthen the control environment. You’ll engage with senior stakeholders to provide independent assurance and strategic insight, shaping an agile, digitally enabled audit function aligned with FINMA requirements.

Verantwortungsbereiche Define and maintain the Internal Audit strategy, methodology and multi-year plan aligned with risk profile and regulatory requirements Maintain the Internal Audit Charter with Board approval and ensure alignment with FINMA and professional standards Develop a risk-based audit universe and annual plan covering financial, operational, technology and regulatory risks Ensure compliance with FINMA requirements and professional standards; continuously improve framework and tools Maintain independence and objectivity; manage co-sourcing and external specialists Lead select audits where expertise is critical or external support is not justified Build and develop the internal audit team with focus on talent development and cross-functional exposure Create a lean, digitally enabled function with data analytics, IT audit capabilities, automation, and dashboards Design and

implement a QAIP including assessments, performance measurement and continuous improvement Oversee budget and resource planning; report performance metrics Provide independent assurance to the Board on governance, risk management and controls Engage with FINMA and external auditors; coordinate with other assurance functions Assess risk landscape and adapt the audit plan to Swissquote’s risk profile and strategy Advise the Board on audit strategy, findings, and emerging risk themes Manage transition from outsourced to in-house internal audit, including knowledge transfer and governance adjustments Foster professional scepticism, integrity and continuous improvement within the team Ensure appropriate professional development and certification of staff Zentrale Anforderungen Master's degree or equivalent in Finance, Accounting, Economics, Business Administration, Law or related discipline

CIA or CPA certification (required) Extensive knowledge of Swiss banking regulation and FINMA requirements Experience building an internal audit function from the ground up; insourcing vs outsourcing Strong relationships with senior management and independence of internal audit Solid understanding of international banking regulation and industry practices Excellent analytical, communication, reporting, stakeholder management and influencing skills High integrity, judgment and discretion; strong business acumen for risk identification English required; French and German are assets 10+ years in internal/external audit, risk management or compliance in financial services; 3+ years in a Head/Internal Audit leadership role Experience in FINMA-regulated banking environment; exposure to Board/Audit Committee Knowledge of Global Internal Audit Standards (IIA 2024) and QA requirements Experience

transitioning from outsourced to in-house internal audit Knowledge of banking risks: credit, market, liquidity, operational, AML, technology, outsourcing Ability to interact with FINMA, external auditors, and senior management Strategic thinking Strong communication and influencing skills Professional skepticism Data analytics IT audit Cybersecurity governance