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pulliA visible and influential compliance leadership role /liliBased in Zurich /li /ulh3About Our Client /h3pOur client is a leading international financial services platform operating across multiple jurisdictions and serving a broad network of institutional clients, including banks, asset managers, insurance companies and pension funds.
As a regulated financial institution in Switzerland, the business operates within a highly governed environment and combines the stability of an established market participant with the agility and entrepreneurial mindset of a growing international organisation.
To support its continued development, our client is seeking an experienced Compliance Director to join its Swiss operation. /ph3Job Description /h3pReporting to the Global Head of Compliance and working closely with the local executive leadership team, the Compliance Director will be responsible for overseeing the compliance framework of the Swiss regulated entity while supporting wider regional compliance initiatives.
This is a stand‑alone senior compliance role offering significant autonomy, visibility and exposure to both local and international stakeholders. /ppKey responsibilities include: /pulliMaintaining and enhancing the firm's compliance framework and control environment. /liliMonitoring regulatory developments and ensuring timely implementation of applicable requirements. /liliActing as a primary point of contact with Swiss regulatory authorities and external auditors. /liliProviding advice and guidance on regulatory, conduct and compliance matters to senior management and business stakeholders. /liliOverseeing AML, KYC and broader financial crime compliance activities. /liliManaging compliance monitoring, risk assessments and regulatory reporting processes. /liliSupporting audits, regulatory reviews and remediation initiatives. /liliLeading and contributing to strategic, regulatory and business transformation projects. /liliCollaborating closely with Legal, Risk, Operations, HR and business functions to promote a strong culture of compliance. /li /ulh3The Successful Applicant /h3ulliMinimum 10 years of compliance experience within a regulated financial services environment. /liliStrong knowledge of Swiss financial market regulation and practical experience interacting with regulatory authorities. /liliExperience gained within asset management, wealth management, banking, securities, fintech, wealthtech or other regulated financial institutions. /liliSolid expertise across compliance monitoring, governance, AML and KYC frameworks. /liliDemonstrated ability to work independently and take ownership of a broad compliance remit. /liliStrong communication and stakeholder management skills with the ability to influence senior decision-makers. /liliPragmatic and commercially minded approach while maintaining high regulatory standards. /liliFluent English is required; additional European languages would be advantageous. /li /ulpThe successful candidate will be a hands‑on compliance professional who enjoys operating in a lean environment and is equally comfortable managing strategic regulatory matters and day‑to‑day compliance responsibilities. /ph3What’s on Offer /h3ulliA visible and influential compliance leadership role within a successful international financial services organisation. /liliDirect exposure to senior executives, global leadership teams and regulatory stakeholders. /liliBroad responsibility covering Swiss regulatory matters and regional compliance initiatives. /liliA collaborative, entrepreneurial and internationally focused working environment. /liliSignificant autonomy and ownership within a growing business. /liliCompetitive compensation package, including an attractive performance‑related bonus. /liliThe opportunity to play a key role in the continued development of a dynamic and well‑established organisation. /li /ul /p
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